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The advent of the safety management system (SMS) has affected all aviation sectors worldwide, and is now required for most domestic and international air operations, through either regulatory (14 CFR Parts 5, 119, or 121) or voluntary compliance. It’s easy to be intimidated by the scope and complexity of SMS, but Practical Safety Management Systems distills the concepts and principles into a practical working format. Universities and training organizations will find guidance and resources to create, implement, and maintain a functioning SMS.
An SMS must be adapted and continuously improved to meet an organization’s mission while reducing risk to the lowest viable level for flight departments, independent contractors servicing the aviation industry, air traffic services, and more. Beyond mere theory, this book encourages hands-on exercise and practical application of SMS concepts and principles to varied industry areas such as flight crews, maintenance, air traffic control, airports, and unmanned aircraft systems (UAS).
Beginning with an overview and history of SMS, chapters cover SMS components, costs and development process, approaches to safety culture, human factors, audits and evaluations, and more. Each chapter concludes with review questions. Extensive case studies and references are provided throughout, with additional resources supplied in a “Reader Resources” webpage. Practical Safety Management Systems is a useful guide for transforming your safety program into an up-to-date and beneficial safety management system.
- Authors Gary M. Ullrich and Paul R. Snyder
- ISBN 978-1-61954-884-8
- Date Published 2019
- Dimensions 8.5 x 11 inches
- Page Count 216 pages
- Illustrations Full Color
- Weight 1.10 lbs
Links to documents and organizations referenced in the text as well as additional information and resources to support your studies can be found here.
FAA Documents
- 14 CFR Part 5—Safety Management Systems (See also Notice of proposed rule making (NPRM) "Safety Management Systems for Part 121 Certificate Holders" (75 FR 68224) (PDF))
- AC 120-92B—Safety Management Systems for Aviation Service Providers (PDF)
- AC 135-14B—Helicopter Air Ambulance Operations (See Chapter 8 "Safety", Appendix A "Sample Risk Analysis Tools", and Appendix B "Safety Management Systems (SMS)") (PDF)
- FAA Order 1100.161—Air Traffic Safety Oversight (PDF)
- FAA Order 1110.108D—Aircraft Certification Management Team (ACMT) (PDF)
- FAA Order 5200.11—FAA Airports (ARP) Safety Management System (PDF)
- FAA Order 8000.369B—Safety Management System (PDF)
- FAA Order 8040.4A—Safety Risk Management Policy (PDF)
- FAA Order 8900.1—Flight Standards Information System Management (FSIMS) (Note: when viewing a section, click "PDF" to generate a manageable and print-ready PDF file.)
- FAA Order JO 1000.37A—Air Traffic Organization Safety Management System (PDF)
- FAA Order VS 8000.367B—Aviation Safety (AVS) Safety Management System Requirements (PDF)
- FAA "The Office of Commercial Space Transportation Safety Management System Manual" (PDF)
- FAA "Safety Risk Management Guidance for System Acquisitions (SRMGSA)" (PDF)
- FAA Gap Analysis Tool for Air Carriers (Microsoft Excel)
- FAA Gap Analysis Tool for MROs (Microsoft Excel)
- FAA Safety Management System (SMS) Quick Reference Guide
- FAA SMSVP Job Aids (FAA Order 8900.1, Volume 17, Chapter 4) (PDF)
ICAO Documents
- About the IACO
- ICAO Annexes 1–18 (PDF)
- ICAO Annex 19 "Safety Management" (PDF)
- ICAO Safety Management Manual (PDF)
Additional Information and Tools
- FAA SMS Website
- FAA SMS Newsletter
- FAA Air Traffic Organization (ATO)
- FAA Flight Standards Safety Management System (SMS) Program Office
- FAA Office of Aviation Safety (AVS)
- FAA Office of Airports (ARP)
- National Airspace System (NAS)
- Aviation Safety Reporting System (ASRS)
- ASRS CALLBACK Newsletter
- Safety Culture Enhancement Toolbox for Air Traffic Management
Worksheets and Review Question Supplements
- Chapter 2: For review question 5, complete this Transport Canada "Score Your Safety Culture" questionnaire
- Chapter 4: "Characteristics of SMS Versus Traditional Safety Program" Worksheet (See Table 4-1 on page 53 for answers) (PDF)
- Chapter 9: "SMS Policy Statement Excercise" Worksheet for the Scenario for Discussion on page 126 (PDF)
- Chapter 13: For review questions 7–11 on page 179, refer to the following NTSB Accident Report: "Crash Following Encounter with Instrument Meteorological Conditions After Departure from Remote Landing Site, Alaska Department of Public Safety, Eurocopter AS350 B3, N911AA, Talkeetna, Alaska, March 30, 2013." (NTSB/AAR-14/03) (PDF)
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